WebThe Commodity Futures Trading Commission's (CFTC) Whistleblower Program, created by the Dodd-Frank Act, provides monetary incentives to individuals who come forward to report possible violations of the Commodity Exchange Act. It also provides anti-retaliation protections for whistleblowers. The CFTC’s Whistleblower Office administers the program. WebCFTC Overview. The Commodity Futures Trading Commission is an independent U.S. government agency that regulates the U.S. derivatives markets, including futures, options, and swaps. The mission of the Commodity Futures Trading Commission is to promote the integrity, resilience, and vibrancy of the U.S. derivatives markets through sound …
Opinion - Why words matter in CFTC enforcement of “insider trading”
WebCFTC and state securities regulatory agencies again join forces to combat investment fraud. Washington, D.C. — (February 1, 2024) — The Commodity Futures Trading Commission and 27 state securities regulatory agencies that are members of the North American Securities Administrators Association announced the filing of a joint civil enforcement … WebIn Short. The Situation: The Commodity Futures Trading Commission ("CFTC") has established a new unit dedicated to addressing climate risk in the financial system, providing yet another example of financial services regulators prioritizing climate and ESG policy during the Biden administration. The Result: The CFTC is now poised to wade into the … md vinyl dryback wall base
CFTC’s Regulation by Enforcement Needs to Change, …
WebThe Commodity Futures Trading Commission's (CFTC) Whistleblower Program, created by the Dodd-Frank Act, provides monetary incentives to individuals who come forward to … WebMay 2, 2024 · The Insider Trading Task Force “is a coordinated effort across the Division [of Enforcement] to identify and charge those who engage in insider trading or otherwise improperly use confidential information in connection with markets regulated by the CFTC” (emphasis added). 2 Although the CFTC did not announce a change in policy, the name … Futures contracts for agricultural commodities have been traded in the U.S. for more than 150 years and have been under federal regulation since the 1920s. The Grain Futures Act of 1922 set the basic authority and was changed by the Commodity Exchange Act of 1936 (7 U.S.C. 1 et seq.). Since the 1970s, trading in futures contracts has rapidly expanded beyond traditional physical and agricultural commodities into a vast array of financial instruments, including foreign currencies, … mdvip athena portal provider